Securities and Futures Licensing Examination HKSI LE

Frequently Asked Questions

• What are the licensing requirements for an SFC licence?
• Common questions and misconceptions about the SFC licence?
• What is the relationship between the SFC licence and the HKSI LE Papers 1, 7, 8, 9, 11, 12 and common misconceptions?
• Exemption case studies for HKSI LE Papers 7, 8, 9, 11, 12?
• How to register for the HKSI Securities and Futures Licensing Examination?
• How to register online for the HKSI Securities and Futures Licensing Examination?
• How to prepare for the HKSI LE exam?
• How to obtain the HKSI LE study manual?
• How to download the HKSI LE Paper 1, 2, 3, 5, 6, 7, 8, 9, 11, 12 study manuals?
• What are the licensing requirements for an SFC Responsible Officer (RO)?
• What is the difference between an Executive Officer (EO) and a Responsible Officer (RO)?

Still Have Questions?

Feel free to contact us via WhatsApp and we will reply as soon as possible.